1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
(2)
|
09/16/2023 |
Common Stock
|
2,257,143
(3)
|
$
0.0035
(3)
|
D
|
|
Stock Option (right to buy)
|
01/15/2019 |
01/14/2024 |
Common Stock
|
50,000,000
(4)
|
$
0.02
(4)
|
D
|
|
Stock Option (right to buy)
|
(5)
|
06/20/2024 |
Common Stock
|
5,000,000
(6)
|
$
0.0165
(6)
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Issuer effected a 1-for-10 reverse stock split on March 26, 2021, which subsequently reduced the number of shares of common stock to 776,086. |
(2) |
The stock option was 25% vested on the grant date (09/17/2018). The remaining 75% vest in 36 equal installments beginning on the grant date. |
(3) |
The Issuer effected a 1-for-10 reverse stock split on March 26, 2021, which subsequently reduced the number of options to 225,714 and increased the conversion price to $0.035. |
(4) |
The Issuer effected a 1-for-10 reverse stock split on March 26, 2021, which subsequently reduced the number of options to 5,000,000 and increased the conversion price to $0.20. |
(5) |
The stock option was 25% vested on the grant date (06/21/2019). The remaining 75% vest in 36 equal installments beginning on the grant date. |
(6) |
The Issuer effected a 1-for-10 reverse stock split on March 26, 2021, which subsequently reduced the number of options to 500,000 and increased the conversion price to $0.165. |