UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pacific Sequoia Holdings LLC 250 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
SKOLL JEFFREY S 250 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X |
/s/ Eric Techel, Manager, Pacific Sequoia Holdings | 02/14/2019 | |
**Signature of Reporting Person | Date | |
/s/ Eric Techel, by power of attorney | 02/14/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Jeffrey S. Skoll, the indirect sole member of Pacific Sequoia Holdings, LLC ("PSH"), may be deemed to share the power to direct the voting and disposition of the shares held by PSH. Each of the reporting persons disclaims beneficial ownership of the reported shares except to the extent of his or its respective pecuniary interest therein. |
(2) | The shares were assigned to PSH, AllianceBernstein Venture Fund I, L.P. and Growthworks Canadian Fund Ltd. (collectively, the "Collateral Agent") pursuant to an assignment agreement. The Collateral Agent was designated as collateral agent pursuant to a guarantee and security agreement by and between the Collateral Agent and other parties thereto (the "Security Agreement"). The shares were assigned to the Collateral Agent in partial satisfaction of the obligations owed under the Security Agreement. |